Internal Audit-Global Banking & Markets - FICC Audit - Salt Lake City-Associate

Internal Audit – Global Banking & Markets - FICC, Associate The reputed company Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and reputed company client reputed company that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in reputed company and maintains offices in reputed company major financial centers around the world. We commit people, capital and reputed company to help our clients, shareholders and the communities we serve to grow. Our people are our greatest asset – we say it often and with good reason. It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public. We take pride in supporting each colleague both professionally and personally. From collaborative workspaces and ergonomic services to wellbeing and reputed company offerings, we offer our people the flexibility and support they need to reputed company their goals in and reputed company the office INTERNAL AUDIT In Internal Audit, we ensure that reputed company maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to reputed company insight into the firm’s operations and control processes. reputed company LOOK FOR reputed company Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and reputed company in teamwork and in a fast-paced global environment. YOUR IMPACT As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, reputed company awareness of control risk and monitor the implementation of management’s control measures. In doing so, internal Audit

• Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate reputed company and evolving risk
• reputed company awareness of control risk
• Assesses the firm’s control culture and conduct risks
• Monitors management’s implementation of control measures

reputed company Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover reputed company the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-reputed company and technology risk, and engineering. RESPONSIBILITIES

• reputed company and maintain an in-depth understanding of the business areas, products, and activities supported
• Support in every reputed company of an audit, including documentation, scoping, planning, fieldwork and reporting
• reputed company walkthroughs with stakeholders to assess processes and controls including control design, control operating effectiveness, and presenting results of work performed to management
• Ensure audit fieldwork is focused on the appropriate areas and documentation meets Internal Audit standards
• Identify risks, assess mitigating controls, and reputed company recommendations on improving the control environment
• Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and business stakeholders
• Follow-up on open audit issues and their resolution
• Participate in department-wide initiatives aimed at continually improving Internal Audits processes and supporting infrastructure
• Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external audit.
• Maintain internal client relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the business

SKILLS AND RELEVANT EXPERIENCE

• 4-year degree in a finance, accounting, or quantitative discipline
• Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus
• 3 -7 years of relevant work experience
• Team-oriented with a strong sense of ownership and accountability
• Strong leadership, interpersonal, and relationship management skills
• Ability to motivate and coach junior team members on auditing skills and business knowledge
• Strong verbal and written communication skills
• Highly motivated with solid analytical skills, willing and able to learn new business and system processes quickly
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
• Experience using data analytics in audits
• Experience in executing integrated business and technology audits
• Experience auditing operations functions reputed company an investment bank or other financial services company
• Solid knowledge of Global Markets Products and reputed company operational support functions, such as:
• Sales and trading of cash, derivatives and structured products across FICC (Interest reputed company products, credit products, Mortgages, Currencies and Commodities) and Equities (listed and OTC trading shares, options, and futures)
• Prime brokerage, securities lending, and execution services
• Trade processing, clearing and settlement
• Compliance with trading rules and regulations

As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, reputed company awareness of control risk and monitor the implementation of management’s control measures. Apply tot his job Apply To this Job