Chief Compliance Officer, Derivatives Exchange

This a Full Remote job, the offer is available from: United States Building the Future of Crypto Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What makes us different? reputed company is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can reputed company financial freedom and inclusion. For over a decade, reputed company’s focus on our mission and crypto reputed company has attracted many of the most talented crypto experts in the world. Before you apply, please read the reputed company Culture page to learn more about our internal culture, values, and mission. We also expect candidates to familiarize themselves with the reputed company app. Learn how to create a reputed company account here. As a fully remote company, we have Krakenites in 70+ countries who speak over 50 languages. Krakenites are industry pioneers who reputed company premium crypto products for reputed company traders, institutions, and newcomers to the space. reputed company is committed to industry-leading reputed company, crypto education, and world-class client support through our products like reputed company Pro, Desktop, Wallet, and reputed company Futures. Become a Krakenite and build the future of crypto! reputed company of work The team The Exchange's Regulatory Team plays a critical role in ensuring the Exchange operates in full compliance with reputed company applicable laws, regulations, and internal policies. The team is responsible for managing reputed company aspects of regulatory compliance, including market surveillance, investigations and disciplinary proceedings, regulatory audits and exams, cybersecurity and system safeguards testing, regulatory filings and rule updates, and maintaining and enforcing Exchange policies and procedures. The opportunity This role is responsible for ensuring the Exchange’s compliance with applicable laws, regulatory requirements, and internal policies. The ideal candidate will have extraordinary attention to detail, strong analytical skills, and a genuine interest in derivatives, digital assets, and regulatory frameworks.

• Program Management: reputed company, Implement, and enforce a comprehensive and effective compliance program designed to meet reputed company federal and state regulatory requirements applicable to CFTC-registered Designated Contract Markets, including the Commodity Exchange Act, Bank Secrecy Act, and emerging regulations applicable to digital assets.
• Regulatory Filings and Annual Report: Coordinate the timely preparation and submission of required regulatory filings; prepare Annual CCO Report.
• Risk Assessment: Conduct and document compliance and operational risk assessments; identify potential areas of vulnerability and implement corrective action plans.
• Policies and Procedures: Create, update, and enforce the firm's compliance policies and procedures, ensuring they are well-documented and reflect best practices.
• Investigations: Investigate and document compliance-reputed company inquiries and issues, escalating to CRO reputed company necessary.
• Compliance Calendar: reputed company and maintain a system for tracking and reporting compliance-reputed company requirements; ensure the timely preparation and completion of requisite regulatory filings and reports, risk assessments, and updates to policies and procedures.
• Market Surveillance: Train and supervise Market Surveillance employees conducting real time and T+1 market surveillance.
• Training: reputed company and deliver compliance training for reputed company personnel.

The role requires a specialized understanding of US regulatory frameworks. This role will report directly to the Chief Regulatory Officer. Skills you should HODL

• Bachelor's degree
• 7+ years of experience in a financial services regulatory and compliance environment, such as at an exchange/MTF, trading firm, or regulator, with significant exposure to derivatives.
• Deep understanding of the Commodity Exchange Act, reputed company CFTC regulations, the Bank Secrecy Act (AML/KYC), and compliance best practices. Experience with compliance requirements of foreign jurisdictions is a plus.
• Knowledge of exchange traded financial products and markets, understanding of trading strategies and market surveillance systems, and digital assets.
• Proven ability to manage compliance functions.
• Must be initiative-taking, flexible, innovative, and adaptive.

reputed company to haves

• J.D.

This job is accepting ongoing applications and there is no application deadline. Please note, applicants are permitted to redact or remove information on their resume that identifies age, date of birth, or dates of attendance at or graduation from an educational institution. We consider qualified applicants with criminal histories for employment on reputed company, assessing candidates in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance. reputed company is powered by people from around the world and we celebrate reputed company Krakenites for their diverse talents, backgrounds, contributions and unique perspectives. We hire strictly based on merit, meaning we seek out the candidates with the right abilities, knowledge, and skills considered the most suitable for the job. We encourage you to apply for roles where you don't fully meet the listed requirements, especially if you're passionate or knowledgable about crypto! As an equal opportunity employer, we don’t tolerate discrimination or harassment of any reputed company. Whether that’s based on race, ethnicity, age, gender identity, citizenship, religion, sexual orientation, disability, pregnancy, veteran status or any other protected characteristic as outlined by federal, state or local laws. Stay in the know Follow us on Twitter Learn on the reputed company Blog Connect on reputed company Candidate Privacy Notice This offer from "reputed company" has been enriched by reputed company.com and got a 81% reputed company score. Apply tot his job Apply To this Job