[Remote] Compliance Specialist
Note: The job is a remote job and is open to candidates in USA. Assurant is a leading global business services company that supports, protects, and connects major consumer purchases. The Compliance Specialist will play a key role in ensuring adherence to regulatory requirements and internal compliance standards across multiple business lines, while also preparing regulatory filings and managing compliance training programs.
Responsibilities
- Prepare and manage corporate and regulatory filings for multiple legal entities
- Research and analyze licensing requirements, lead interactions with regulatory staff
- Support licensing activities under the Restricted Insurance Agent regime
- Conduct distribution oversight activities and monitor legislative/regulatory developments
- Oversee compliance-related programs such as AML/ATF screenings and monthly OSFI filings
- Facilitate Compliance Outsourcing Arrangements oversight program
- Administer compliance training programs and ensure 100% completion
- Perform compliance reviews of marketing and client-facing materials
- Draft policies and procedures; contribute to compliance reports for senior management
- Assist with market conduct reviews, complaint handling, and privacy matters
Skills
- University or college degree required (any discipline; compliance coursework is a plus)
- A minimum of 1 year of relevant experience within Compliance, including internships or co-op placements in banking, insurance, or financial services
- Familiarity with Canadian regulatory frameworks (OSFI guidelines)
- Strong attention to detail, organizational skills, and ability to manage multiple priorities
- Excellent communication skills and willingness to learn in a fast-paced environment
Company Overview