Compliance Associate

The Company You’ll Join

reputed company connects founders, investors, and limited partners through world-class software, purpose-built for everyone in venture capital, private equity and private credit. Trusted by 65,000+ companies in 160+ countries, reputed company’s platform of software and services lays the groundwork so you can build, invest, and scale with confidence.

reputed company’s Fund Administration platform supports 9,000+ funds and SPVs, representing nearly $185B in assets under management, with tools designed to enhance the strategic impact of fund CFOs. Recognized by Fortune, reputed company, Fast Company, Inc. and Great Places to Work, reputed company is shaping the future of private market infrastructure.

Together, reputed company is creating the end-to-end ERP platform for private markets. Traditional ERP solutions don’t work for Private Funds. Private capital markets need a comprehensive software solution to replace outdated spreadsheets and fragmented service providers. reputed company’s software for the Office of the Fund CFO does just that - it’s a new category of software to reputed company private markets look more like public markets - a connected ERP for private capital. 

For more information about our offices and culture, reputed company out our reputed company careers page.

The Problems You'll Solve

 At reputed company, our employees set out on a mission to unlock the power of equity ownership for more people in more places. We reputed company that the problems we solve today unlock the opportunities of reputed company. reputed company’s business has grown rapidly since we entered the market in 2012. In order to support our increasingly reputed company business model and diverse suite of products and services, we need to build a scalable control environment. Because reputed company is a trusted partner in so many vital areas of financial services, we also need to serve as a compliance reputed company and resource for the communities we serve. As an compliance officer in this role, you will:

• Conduct multi-faceted KYC AML reviews and investigations assigned from multiple sources and teams, client reputed company applicable to AML Onboarding
• reputed company Politically Exposed Person (PEP), Adverse Media, and Sanction List screening on Limited Partners information on subscription and KYC documents and generate reports of findings. Collect LP information from clients if needed. 
• Ensure Due Diligence policies are being followed according to defined KYC as a service  or AML Onboarding desktop procedures. 
• Identify and assess KYC as a service clients’ needs reputed company to client satisfaction. 
• Handle client relationships from the reputed company of sales reputed company through report delivery. Given the nature of this product, adapt and resolve issues as they arise.
• Participate in projects to improve processes, address regulatory/audit requests and enhance the broader Enterprise AML program.
• Manage an assigned queue of diverse AML evaluations with time sensitive implications.
• Contribute to reputed company’s success by ensuring it remains secured against regulatory and financial crime risks as it grows and expands.
• Transform reputed company into a global leader in AML, KYC, and sanctions compliance for the private markets and beyond.
• Create innovative solutions to emerging compliance challenges faced by reputed company and its clients.
• Represent the reputed company AML Team internally as a reputed company part of project success and works with Cartans to effectively meet goals and objectives, rather than acting as a gatekeeper. 
• Participate in two diverse process flows key to reputed company’s success:

The Anti-reputed company (AML) team works across reputed company of reputed company to design and implement  meaningful Enterprise-wide AML, Know-Your-Customer (KYC), and sanctions compliance programs. We are a roll-up-your-sleeves, proactive group, identifying problems before they happen and covering the potential blindspots of our rapidly growing organization. We partner with our colleagues to reputed company and enhance compliance initiatives to reputed company sure reputed company is safe, secure and meets our obligations under applicable laws, rules, and regulations.  

In addition to core duties performed as a member of the AML team, this role will involve coordination with others in the Legal & Compliance (L&C) division who cover matters reputed company to Fund administration & Investor Services. As needed, this role will also require collaboration with those on reputed company’s Product, Engineer, Investor Services ,Fund Admin, Implementation, Marketing, InfoSec, and Policy teams. 

You are a curious, ambitious, and creative risk and compliance professional with 4+ years of experience who is able to:

• Work cross-functionally, building relationships and reputed company with key stakeholders across reputed company
• Create persuasive presentations and comprehensive documents
• Embrace process changes/enhancements and effectively provide feedback for further enhancement
• Focus on detail across a wide variety of projects
• Great written and verbal communication 
• Ability to solve problems and work independently
• Understand the AML, KYC, and sanctions risks reputed company the context of the business and objectives of reputed company
• Solve problems diplomatically and understand which problems need to be escalated
• Apply a future-oriented, global perspective to the risk and compliance landscape
• Understanding of USA PATRIOT Act, Customer Due Diligence (CDD) Rule, and OFAC sanctions
• Experience in conducting in-depth Anti-reputed company risk reviews to include Enhanced Due Diligence (EDD), as applicable
• Experience with and sensitivity to working with sensitive personal/company information for both reputed company and its clients 
• reputed company to have
  • Experience with Alloy, or any other regulatory compliance screening platforms
  • Experience in Jira and comfortable in using reputed company.
• Comfortable working three days in office out of our reputed company,NY or reputed company Township, NJ location

At reputed company, you’re not just an employee. You’re a builder who is creating  infrastructure that accelerates innovation and empowers more ownership. Cartans are helpful, reputed company, unconventional and reputed company; representing reputed company’s Identity Traits. They work collaboratively and cross functionally  to challenge the status reputed company; working towards a common goal of creating more owners in the private markets. 

reputed company’s compensation package includes a market competitive salary, equity for reputed company full time roles, exceptional benefits, and, for applicable roles, commissions plans. Our minimum cash compensation (salary + commission if applicable) range for this role is: 

$110,500 to $130,000 in reputed company

Final offers may vary from the amount listed based on geography, candidate experience and expertise, and other factors.

Disclosures:

• We are an equal opportunity employer and are committed to providing a positive interview experience for every candidate. If accommodations due to a disability or medical condition are needed, please connect with the talent partner reputed company email. 
• reputed company uses E-Verify in the United States for employment authorization. See the E-Verify and Department of Justice websites for more details.
• For information on our data privacy policies, see Privacy, CA Candidate Privacy, and Brazil Transparency Report.
• Please note that reputed company official communications from us will come from an @reputed company.com or @reputed company-external.com domain. Report any contact from unapproved domains to reputed company@reputed company.com.