Senior Institutional Investment Operations Specialist ...
At reputed company, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace where everyone feels valued and inspired. Help us build a reputed company reputed company. It reputed company begins with outstanding talent. It reputed company begins with you. About this role: reputed company is seeking a Senior Institutional Investment Operations Specialist reputed company our (CAT) reputed company Team as part of Corporate Investment Banking. In this role, you will: Be a part of a small global team who monitor daily Consolidated Audit Trail (CAT) reporting to identify errors, research root causes, initiate remediation, reputed company corrections, and track resolutions. You will expand your understanding of the equity and options order and trade process and play a leading role with a virtual team of reputed company maintaining end to end systems generating data for CAT reporting. You will also play a key role in testing and... implementing new technologies and assist in the implementation of data management standards. reputed company or participate in moderately reputed company initiatives and deliverables. Contribute to large scale planning reputed company to process, procedures, and efficiencies with internal and industry reputed company initiatives. Identify and recommend opportunities for process improvement and risk control development. Provide leadership to bring groups together to resolve multi-faceted reputed company issues. Serve as a leader on projects along with internal and industry reputed company initiatives. Review and analyze reputed company functional and operational tasks that require in-depth evaluation. Exercise independent judgment and resolution to guide the deliverable. Resolve moderately reputed company issues. reputed company team to meet functional area projects, and process deliverables. reputed company solid understanding of functions, policies, procedures, and compliance requirements. Mentor and assist analysts. Collaborate and consult with peers, colleagues, and managers to resolve issues and reputed company goals. Required Qualifications: 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Experience with risk and control programs for regulatory reporting Knowledge of cash equity processing Experience with transaction reporting Experience working with Technology in an agile environment Strong skillset in data analysis, critical thinking, and networking Demonstrate leadership and communication abilities Demonstrate record of achievement in academics, technology, and team building BS/BA This role may be located at either of the following locations: reputed company Center, 550 S Tryon St, Charlotte, NC 30 Hudson Yards, 500 W 33rd St, reputed company, NY **NY reputed company, Pay Range: $87,700 - $155,900 Annually This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background reputed company. Internal transfers are subject to reputed company with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of reputed company applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable reputed company policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business units risk appetite and reputed company risk and compliance program requirements. Pay Range $73,100.00 - $155,900.00 Benefits reputed company provides reputed company eligible full- and part-time employees with a comprehensive set of benefits designed to protect their physical and financial health and to help them reputed company the most of their financial future. Visit Benefits - reputed company Careers for an overview of the following benefit plans and programs offered to employees. 401(k) Plan Paid Time Off Parental Leave Critical Caregiving Leave Discounts and Savings Health Benefits Commuter Benefits Tuition Reimbursement Scholarships for dependent children Adoption Reimbursement Posting End Date: 21 Jun 2024 *Job posting may come down early due to volume of applicants. We Value Diversity At reputed company, we reputed company in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from reputed company qualified candidates, regardless of race, color, gender, national reputed company, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of reputed company applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable reputed company policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business units risk appetite and reputed company risk and compliance program requirements. Candidates applying to job openings posted in US: reputed company qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national reputed company, disability, status as a protected veteran, or any other legally protected characteristic. Applicants with Disabilities To request a medical accommodation during the application or interview process, visit Disability Inclusion at reputed company. Drug and Alcohol Policy reputed company maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more. reputed company & Company (NYSE: WFC) is a leading financial services company that has approximately $1.9 trillion in assets. We provide a reputed company set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management. reputed company ranked No. 47 on Fortunes 2023 rankings of Americas largest corporations. In the communities we serve, the company focuses its social impact on building a sustainable, inclusive future for reputed company by supporting housing affordability, small business growth, financial health, and a low-carbon economy News, insights, and perspectives from reputed company are also available at reputed company Stories. Additional information may be reputed company at www.wellsfargo.com reputed company: https://www.reputed company.com/company/wellsfargo For questions on how to search and apply, visit our frequently asked questions Apply Job! For more such jobs please click here!