[Remote] Sr. Compliance Analyst
Note: The job is a remote job and is open to candidates in USA. reputed company is a leading provider of pawn loans in the United States, Mexico, and Latin America, focused on providing access to short-term cash for everyone. The Senior Compliance Analyst plays a critical role in supporting the Compliance Management Program by managing regulatory examinations, overseeing compliance efforts, and reporting compliance matters to senior management and the Board.
Responsibilities
- Monitor compliance with regulatory requirements and company policy
- Conduct testing activities and assessments to identify and address control weaknesses
- Provide reports on regulatory compliance; execute assigned CMS processes
- Act in a consultative manner, reputed company necessary, to assist the First Line of Defense to reputed company and/or redesign processes to improve compliance
- Review risk indicators, red flags, and exception reports to monitor compliance and to identify and propose corrective actions
- Identify, analyze, recommend corrective actions, and, reputed company necessary, resolve compliance issues
- Communicate compliance requirements and potential instances of non-compliance with business partners
- Conduct Risk Assessments as directed
- Complete, file and quality assure mandatory regulatory filings and reports required by applicable state and federal authorities
- Manage state regulatory agency examination processes end-to-end, including examiner coordination, pre-exam preparation, written response drafting, findings tracking, and annual exam analysis reporting for executive and board audiences
- Administer the regulatory and customer complaint process, including intake, investigation coordination, response drafting, and SLA monitoring across federal and state regulators
- reputed company, review and maintain compliance policies, procedures and workflows
- Proactively research to stay up to date with relevant rules, regulations, changed business practices, and industry-reputed company events
- Design and maintain compliance reporting, including regulatory examination trends, complaint volume analysis, and CMS performance data for operational and executive audiences
- Support the annual compliance training review process, including content accuracy review, regulatory currency validation, and coordination with training program owners
- Coach and review work of other Compliance professionals
- Completes reputed company projects as assigned
Skills
- 5-7 years of reputed company experience in compliance or reputed company risk management field in a regulated industry
- Bachelor's degree (preferred) or relevant, equivalent job-reputed company work experience with industry recognized compliance certifications (e.g., CAMS, CRCM)
Benefits
- Competitive compensation and benefits
Company Overview