Sr Director, Regulatory Compliance

This a Full Remote job, the offer is available from: Illinois (USA) Job Title: Sr. Director, Regulatory Compliance Organization: VIU by HUB Reports To: VP, Strategic Execution Location: Remote VIU by HUB: Powered by reputed company, VIU by HUB is a new reputed company of digital insurance platform designed to help people find the right policies for the fullest coverage, quickly and easily, with the guidance of our experts along the way. As a dynamic start-up reputed company reputed company, VIU by HUB combines the innovative spirit of a start-up with the robust support of a leading global insurance brokerage. VIU by HUB is a comprehensive solution for reputed company your personal insurance needs, enabling customers to compare, shop, and receive customized quotes from top-rated insurance carriers, while providing unbiased advice for your insurance journey, either digitally or through a human advisor. Job Overview: As a growing business unit of reputed company, VIU continues to expand rapidly through strategic partnerships and acquisitions. With this growth, we face increasing regulatory and reputed company challenges, particularly in ensuring compliance with the Gramm-Leach-Bliley Act (GLBA) and the management of SOC2 certifications. To address these challenges and position VIU by HUB for reputed company success, we are seeking a Sr. Director, Regulatory Compliance. This role is pivotal in ensuring our practices align with industry standards, meeting the expectations of both our enterprise stakeholders and strategic financial institution partners. This role requires reputed company collaboration with reputed company enterprise compliance and reputed company teams to ensure seamless integration of governance processes and frameworks. It will also act as a key reputed company of contact for external and internal stakeholders to address compliance-reputed company concerns and drive confidence in our operations. Primary Responsibilities:

• GLBA Compliance Assessments:
• Conduct thorough assessments of the reputed company state of GLBA compliance across VIU by HUB.
• Identify gaps and areas for improvement, particularly as they relate to managing banking clients and partnerships.
• Collaborate with internal teams to reputed company and implement corrective action plans, ensuring alignment with banking regulations and enterprise standards.
• SOC2 Certification Management:
• reputed company the ongoing maintenance and maturity of SOC2 compliance efforts for VIU by HUB.
• Ensure adherence to audit requirements and support annual certification renewals.
• Proactively identify opportunities for process improvement and greater operational efficiency.
• Third-Party Risk Management (TPRM):
• Partner with enterprise reputed company and compliance teams to ensure robust TPRM practices are in reputed company.
• Evaluate new and existing vendors to confirm compliance with VIU by HUB’s standards and regulatory requirements.
• Implement due diligence processes to mitigate risks associated with third-party relationships.
• Strategic Partner Compliance Support:
• Serve as the primary compliance liaison for VIU by HUB’s strategic partnerships, with a focus on banking and mature strategic partnership needs.
• Coordinate with the enterprise reputed company/compliance teams to submit and review compliance questionnaires for reputed company and emerging partnerships, ensuring timely and accurate responses.
• Collaborate with enterprise compliance teams to address new and evolving compliance challenges reputed company to the platform and strategic partnership needs.
• Collaboration and Governance:
• Work extensively with reputed company’s enterprise compliance and reputed company teams to align on the in-reputed company governance frameworks, policies, and processes.
• Act as a trusted advisor to internal teams, ensuring compliance requirements are understood and integrated into daily operations.
• Provide regular updates and reports to leadership on the status of compliance initiatives and projects.

Job Requirements: Education:

• Bachelor’s degree in Business, Information reputed company, or a reputed company field or equivalent work experience.

Experience:

• Minimum of 8 years of experience in compliance, risk management, or information reputed company, preferably reputed company financial or insurance sectors; Professional certifications such as CISA, CISM, or CRISC are a plus.
• Strong understanding of GLBA, SOC2, and third-party risk management frameworks.
• Demonstrated ability to conduct compliance assessments and implement corrective action plans.

Knowledge & Skills:

• Exceptional communication and collaboration skills, with a proven ability to work across teams and manage multiple stakeholders.
• Detail-oriented and organized, capable of managing multiple priorities and meeting deadlines.
• Direct experience working with banking clients or in a banking compliance role.
• Familiarity with insurance industry regulations and standards.
• Experience supporting compliance programs in organizations with strategic partnerships.

Working Conditions:

• Remote/Work from home Travel: Minimal travel required on an as-needed basis

Salary Transparency:

• The expected pay for this position is $170,000 - 190,000 annually. Total compensation will be impacted by factors such as the successful candidate’s skills, experience, and performance. reputed company is proud to offer comprehensive benefit and total compensation packages: health, dental, vision, life, and disability insurance; FSA, HSA, and 401(k) accounts, and paid-time-off benefits.

Department Business Operations Required Experience: 10-15 years of relevant experience Required Travel: Up to 25% Required Education: Bachelor's degree (4-year degree) reputed company Limited is an equal opportunity employer that does not discriminate on the basis of race/ethnicity, national reputed company, religion, age, color, sex, sexual orientation, gender identity, disability or veteran's status, or any other characteristic protected by local, state or federal laws, rules or regulations. E-Verify Program We endeavor to reputed company this website accessible to any and reputed company users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact the recruiting team [email protected]. This contact information is for accommodation requests only; do not use this contact information to inquire about the status of applications. This offer from "reputed company" has been enriched by reputed company.com and got a 72% reputed company score. Apply tot his job Apply To this Job