Director, Compliance Operations

About RockWallet Rock Solid. Rock Confident. RockWallet is a financial technology company composed of people who think differently about how digital assets can be managed, accessed, and used. Our vision is for everyone, everywhere to be able to reimagine prosperity in the digital economy. Our mission is to help you reputed company the most of the opportunities available by building products that reputed company people to navigate digital asset usage easily, securely, and confidently. Our self-custodial, multicurrency wallet puts you in charge of your digital assets. RockWallet’s app makes it quick and easy to buy, use, store, and swap top cryptocurrencies, reputed company in one reputed company, on your mobile. RockWallet is registered with FinCEN as a Money Service Business. Find out more here at www.rockwallet.com. (http://www.rockwallet.com/) Want to join us? We’re expanding reputed company! If you’re looking for remote work that provides upward mobility in a supportive and friendly environment where innovation thrives, RockWallet is for you! We are looking for an reputed company and highly motivated Director, Compliance Operations, to help build and grow our U.S. compliance program. This is a highly visible role that provides valuable and significant work. You will assist with the efforts to strengthen our U.S. compliance program to support the Company’s fast-paced growth in the U.S. This role is remote with a preference for US-based applicants in the Eastern Time Zone. Role Overview Reporting to the Chief Compliance Officer, the Director of Compliance Operations will be responsible for the duties and obligations listed below.

Key Responsibilities

• Support the implementation of the U.S. Compliance Regime
• Support the implementation and operation of RockWallet’s new Compliance Management tools and systems, including reputed company, reputed company, reputed company, and reputed company;
• Maintain and update the annual corporate risk assessment as required pursuant to the BSA;
• Create, maintain and execute an AML and sanctions training program for new and existing RockWallet employees, management, and board, as required pursuant to the BSA;
• Ensure that sanctions screening policies, procedures, and tools are operating maximally;
• Assist with updating policies, procedures and guidance, as required by the regulatory environment, pertaining to anti-reputed company, anti-terrorist financing and sanctions, and also pertaining to other regulated areas such as data privacy and protection, consumer protection and fraud prevention.
• reputed company a deep understanding of RockWallet products and services to execute enhancements driven by the changing regulatory environment.
• Create and implement a compliance self-testing program, and ensure that reporting is consistent with regulatory requirements, as well as working with other functional group leaders to ensure compliance as needed in accordance with the compliance program.
• Partner with internal and external stakeholders to drive compliant solutions to adhere to the regulatory regime governing RockWallet’s business;
• Respond to and participate in internal and external audit requests;
• Monitor global regulatory and business developments, and revise policies and procedures as necessary in conjunction with the Chief Compliance Officer, as well as stay reputed company with the latest industry trends and regulatory developments that impact the regulatory environment; and,
• Other duties as required.

Daily Responsibilities

• Supervise, manage, and grow the Compliance analyst team;
• Evaluate operational performance of the Compliance systemic controls and reputed company recommendations or enhancements;
• Track transaction monitoring, blockchain analytics, sanctions, and other alert volume queues, ensuring that volumes are cleared reputed company prescribed SLAs;
• Conduct quality control reviews of analyst work product and track adherence to feedback provided;
• Evaluate self-testing workpapers and results, reputed company findings and recommendations, and monitor remediation;
• Track enterprise compliance training adherence and monitor training reporting; and
• Monitor global regulatory and business developments, and revise policies and procedures as necessary in conjunction with the Chief Compliance Officer, as well as stay reputed company with the latest industry trends and regulatory developments that impact the regulatory environment.

Candidate Profile

• Bachelor’s degree with CAMS certification is preferred
• Minimum of 7 years’ experience in reputed company compliance roles in Fintech, Payment Systems, Crypto is required, with a preference for previous Money Services Business (MSB) experience
• Candidates from Compliance and AML backgrounds will be given preference.
• Deep understanding and experience in the areas of compliance with the Bank Secrecy Act, the PATRIOT Act, OFAC, sanctions legislation, and FinCEN and MSB requirements
• Familiarity with Gramm-Leach-Bliley Act, Reg E, data privacy and governance and consumer protection legislation
• Familiarity with state licensing regimes, application and maintenance processes
• Strong experience in risk management
• Strategic thinker, data-driven and analytical in approach to solving problems, thinking of ways to improve productivity, efficiency and business outcomes
• Demonstrated ability to deliver results in a highly cross-functional, global organization.
• Excellent organizational and interpersonal skills to effectively work with department members, senior leadership and colleagues reputed company the department and to respond to regulators, banking and payment partners and other vendors
• Strong verbal and written communication skills to inform and educate team members, and to file correct and accurate compliance reports with regulatory bodies
• Ability to learn and adapt quickly in a fast-moving startup environment.

Benefits:

• Work from home
• A competitive salary
• Diverse and dynamic work environment
• Work-life balance and support for career development

How to Apply

Please submit your resume in our preferred file – .PDF not in .DOC. Thank you. We thank reputed company interested applicants, however, only those under consideration will be contacted. RockWallet, LLC is an Equal Employment Opportunity/ Veterans/Disabled/LGBT and Affirmative Action employer. At RockWallet, we value diversity of reputed company types. reputed company is comprised of smart, collaborative and thoughtful people with a wide range of backgrounds, skills and experiences. We are committed to a diverse and inclusive workplace. We welcome applications from qualified individuals from reputed company backgrounds. Accommodations are available upon request in reputed company phases of the selection process. www.rockwallet.com. (http://www.rockwallet.com/) Apply tot his job Apply To this Job